BSA Quality Assurance Analyst

Key Responsibilities· Conduct independent, objective QA reviews across core BSA/OFAC functions, including transaction monitoring and alert dispositioning, OFAC screening, and Customer Identification Program (CIP) / Customer Due Diligence (CDD) / Enhanced Due Diligence (EDD) compliance.· Evaluate the adequacy of supporting documentation and assess overall conformance with applicable internal control procedures and regulatory processes.· Identify control gaps, recommend effective root-cause remediation actions and strategies, and conduct timely follow-up reviews to ensure proper implementation of corrective actions.· Provide periodic, detailed reporting on QA results to the BSA Officer, Deputy BSA Officer, and QA Team Lead.· Assist in compiling and producing various periodic reports with compliance metrics for presentation to the Board of Directors, Bank Compliance Committee (BCC), Senior Management, and front-line business units.· Maintain the department’s regulatory and Advisory control log, preserving all supporting records regarding regulatory applicability and notifications issued to impacted business units.· Conduct periodic BSA/AML compliance training for branch employees to improve front-line compliance.· Assist in coordinating the regulatory examination process and internal audits. Ensure the efficient handling, organization, and delivery of documentation and information requested by examiners and auditors.