Compliance Analyst

Compliance Analyst- ChicagoCompensation: $100,000–$150,000A Chicago-based asset manager is seeking a Compliance Analyst to support core compliance and client reporting functions. This role reports to the CCO and offers exposure across compliance, legal, and operations within a lean team.If this role interests you please forward your resume to: Carly.Barbato@LHH.comKey responsibilities:Prepare client and mutual fund reportsAssist with regulatory filingsMonitor shareholder activity and applicable rulesMaintain compliance documentation (Code of Ethics, manuals, trade pre-clearance)Support RFP responsesQualifications:3+ years of compliance experience within asset management or a related fieldWorking knowledge of the Investment Company Act and Advisers ActStrong communication, analytical, and organizational skillsDetail-oriented, self-starterProficient in Microsoft OfficeAdditional Information:Personal Time Off (PTO) is offered on an accrual basis up to 184 hours a year, 13 Paid Holidays, and up to 6 weeks of Paid Parental Leave. PTO and holiday hours are prorated based on hire date within the calendar year.Paid Sick LeaveBenefit offerings for full-time employment include medical, dental, vision, term life and AD&D insurance, short-term and long-term disability, additional voluntary benefits, commuter benefits, wellness plans, and a 401k planAnnual discretionary bonus based on individual performanceEqual Opportunity Employer/Veterans/DisabledTo read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate to LHH | Privacy PolicyThe Company will consider qualified applicants with arrest and conviction records in accordance with federal, state, and local laws and/or security clearance requirements, including, as applicable:• The California Fair Chance Act• Los Angeles City Fair Chance Ordinance• Los Angeles County Fair Chance Ordinance for Employers• San Francisco Fair Chance Ordinance