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Compliance Analyst

Talent IQ · Mississauga, Ontario, Canada

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We’re supporting a growing investment management firm that’s building out their compliance function with a new hire. This role is ideal for someone who’s eager to learn, detail-oriented, and looking to grow their compliance career in a highly collaborative, fast-paced environment. You’ll report into senior leadership and gain exposure to both day-to-day tasks and larger compliance projects across investment, operations, and sales/marketing areas.If you enjoy digging into details, making sure processes align with regulations, and working alongside a committed team, this could be a strong next step for you.What You’ll DoSupport compliance activities across investment, operations, and marketingAssist with regulatory filings, due diligence, and risk mitigation tasksReview documentation for accuracy and regulatory adherenceCollaborate with colleagues across departments to resolve compliance questionsHandle compliance-related administrative tasks and ensure timely completionTake initiative on special projects while supporting ongoing daily requirementsQualifications2+ years of compliance and administrative experience within Canadian asset management (IFM/PM)Familiarity with securities regulations (e.g., National Instruments 81-102, 81-106, 31-103, 33-109, 81-105, 81-107)Strong collaboration skills and ability to work in a demanding, detail-driven environmentRelated business education; CSC or other industry courses an asset