Compliance Analyst
Edenbrook · London Area, United Kingdom
قدّم وتابع مع أبلاي إيدجCompliance Analyst opportunity working with a top performing specialty insurer operating within the Lloyd’s market. This is a broad/ generalist role where you will support the Head of Compliance and wider team to ensure the compliance plan and regulatory requirements are met through completing a range of tasks.Key Responsibilities:Assist with the delivery of the Compliance Plan, including compliance monitoring activities covering areas such as brokers and underwriting authorities.Maintain the regulatory deadline calendar, tracking all regulatory returns and liaising with relevant stakeholders to ensure timely completion.Assist with the preparation and submission of regulatory returns.Support the broker approval process, including the issuance of TOBAs.Assist with providing regulatory advice to teams, including on licensing and tax matters.Support conduct risk governance processes, including secretarial support for the Product Oversight Group and product review forums.Assist with the preparation of management information (MI) across a range of topics, including conduct risk.Provide support to other areas of the Compliance team as required.Education / Experience:Educated to college level/ equivalent with a qualification or relevant market experience.12 months + compliance experience within the insurance industry (ideally Lloyd’s).