Compliance Associate

Compliance Analyst / Associate | New York, NYOur client, a rapidly growing investment manager, is looking to add a Compliance Analyst / Associate to its New York team. The firm has already doubled its AUM since launch and continues to scale quickly.This will be the first dedicated compliance hire working alongside the GC/CCO, creating a unique opportunity for someone early in their career to gain broad exposure, take real ownership, and grow with the firm.What You’ll DoHelp manage employee compliance and personal trading processesSupport expert network reviews and related compliance monitoringCoordinate vendor and broker diligenceMaintain key compliance logs, trackers, certifications and deadlinesAssist with proxy voting and Form N-PXSupport ongoing compliance testing and regulatory filingsAssist with regulatory exams, document requests and other special projectsWhat We’re Looking For2+ years of compliance experience within an investment manager, hedge fund, private fund or similar financial services environmentStrong attention to detail and organizational skillsComfortable owning recurring processes and keeping multiple workstreams movingStrong written and verbal communication skillsSomeone proactive, dependable and excited to take on increasing responsibilityWhy This RoleThis is a chance to join a highly regarded investment firm at an exciting stage of its growth. You’ll work closely with senior leadership, receive broad exposure across the compliance function, and have significant opportunity to expand your responsibilities as the business grows.The firm offers highly competitive compensation and benefits, including fully paid healthcare, lunch, gym access and summer work-from-home Fridays.