Compliance Associate
Taylor Root · New York City Metropolitan Area
قدّم وتابع مع أبلاي إيدجA leading alternative investment manager is seeking a Compliance Associate to join its growing team. This is an excellent opportunity to gain broad exposure to a sophisticated private markets platform focused on private credit and alternative investments.Working closely with senior compliance leadership, you'll partner with investment, legal, operations, and investor relations teams on key regulatory and compliance initiatives.ResponsibilitiesSupport the firm's compliance program, including policies, procedures, testing, monitoring, and regulatory projectsAssist with annual compliance reviews and testing activitiesPrepare and support regulatory filings and disclosures, including Form ADV and Form PFSupport regulatory examinations, audits, and information requestsReview marketing materials and investor communications for compliance requirementsPartner with internal teams on risk assessments, compliance initiatives, and process improvementsMaintain and enhance compliance policies, procedures, and internal controlsAssist with Code of Ethics administration and employee conduct mattersServe as a compliance resource to business stakeholders across the firmQualificationsBachelor's degree required2-5 years of compliance experience with an SEC-registered investment adviser, asset manager, or alternative investment firmExperience in private credit, private equity, or alternative investments preferredKnowledge of the Investment Advisers Act, Investment Company Act, and related regulatory requirementsStrong organizational skills and exceptional attention to detailExcellent written and verbal communication skillsCollaborative, proactive, and able to thrive in a fast-paced environment