Compliance Associate

About the RoleA Top Alternatives FinTech Firm is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.Responsibilities· Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.· Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.· Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact the firm’s activities and reporting requirements, as well as discuss such changes with senior management.· Inform senior management of any material regulatory or operational changes.· Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.· Assist with ad-hoc compliance-related matters.