Compliance Associate (Mid/Senior)

Responsibilities• Conduct employee-related compliance checks, including personal trading, gifts and entertainment, outside business activities, conflicts of interest, mandatory leave monitoring, employee due diligence and compliance training, etc.• Perform periodic compliance reviews to assess compliance with Singapore financial regulations.• Perform substantial shareholding monitoring and reporting.• Coordinate with internal teams to prepare and submit regulatory surveys/filings/ notifications/reporting for the company, its representatives or funds to the Monetary Authority of Singapore.• Monitor regulatory developments and assess the implications to the company.• Assist with regulatory audits by internal and external auditors.• Support compliance and operational initiatives and projects, including the use of AI tools.• Candidates that demonstrate the required aptitude will be exposed to more regulatory compliance areas.Requirements• Degree in Accountancy, Business, Finance, Law or related disciplines from a recognised university, with particular interest in financial regulations.• 1 to 2 years of experience in Compliance, Audit, or Risk Management in asset management or capital markets is preferred.• Good problem-solving skills, especially in the use of AI to improve operational processes• Self-motivated, well-organised, independent and able to multi-task.• Good command of written and spoken English.