Compliance Manager, Asset Management

Our client are an established fixed income asset manager (credit and bond markets) and part of a wider European financial services group. In response to recent commercial successes they are now looking to hire a manager level professional to cover regulatory compliance and some aspects of operational risk. This role will involve regular interaction with both the AMF and ACPR.Roles and ResponsibilitiesDraft compliance policy documents specific to financial markets activityProvide regulatory reports to the AMF and ACPR. On occasions you may have to engage with the CSSF in Luxembourg on behalf of the Luxembourg ManCo subsidiaryAssist the European Risk and Compliance Manager by raising awareness, performing controls, and ensuring that the risk management framework is effective and operational, which includes the Risk & Control Self-Assessment FrameworkCollect and analyse incidents to ensure that relevant lessons are learnt; agreed action plans monitoring and escalating the issues to the management attention when necessaryAssist with the preparation of risk presentations and case studies of incidentsKey skills and experience required are:Education: Bac+5 in finance, management, law, audit or any other relevant diploma5+ years’ experience in Risk Management/Regulatory in financial services - asset management, investment banking or payment services would be an advantageExperience in risk management concepts (RCSA, incident management, risk indicators)Languages: fluency in French and English is preferredExcellent written and verbal communication skillssimon.bradbury@rolyrecruitment.com