Compliance Manager
Danos Group · London Area, United Kingdom
Apply & track with Apply EdgeWe are working with a Significant Alternative Asset Manager who are looking a Compliance Manager to join their compliance function in London, supporting the EMEA team that oversees compliance, operations, and investment risks.The role will be supporting the Head of Compliance and MLRO covering broad compliance oversight, AML analysis, and owning the operational risk framework.
Key Responsibilities
Perform AML analysis and risk assessment on investment opportunities under EU/Luxembourg AML rules, including daily database screening hits (WorldCheck, Factiva).Support the Head of Compliance & MLRO on the compliance monitoring policy, AML procedures and monitoring plan.Advising and supporting management and other employees on regulatory questions acting as an independent second line of defence across the Alternative Business Line (investment, operations, finance, client servicing): challenge first line controls, require evidence, and escalate unresolved matters.Key requirements:You demonstrate 5+ years of previous experience in a similar role at an asset manager or alternative investment firm, covering Private Equity and/or Private Real Estate (direct or fund) asset classes.You have a practical experience of the UK and Luxembourg regulatory environments applicable to alternative investments.You demonstrate hands-on proficiency of operational processes related to alternative funds (Private Equity, Real Estate and/or Hedge Funds)This is a permanent role based in London, offering hybrid working.