Compliance Officer & MLRO

Job Title: COMLROReports to: Senior Executive OfficerRole: Full timeLocation: Abu DhabiThe CompanyOur client is the first self-directed digital investment platform in the region. Currently operating in Egypt with full brokerage and custody licenses. They aim to be at the forefront of economic development in the region by promoting financial literacy and providing individuals with access to local investment opportunities while channeling those investment funds to local enterprises to continue growing local economies and creating jobs. They are backed by prominent global and regional investors, including Tiger Global, BECO Capital and Prosus Ventures.Job PurposeThe COMLRO serves as the Compliance Officer and MLRO for the firm and, in partnership with the Board and the SEO, is responsible for managing the regulatory risk of the company. The COMLRO is the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk. This role requires a proactive leader with deep expertise in compliance, financial crime prevention and regulatory frameworks in the UAE.Duties and responsibilitiesCompliance Officer Responsibilities• Develop and maintain the compliance policies and procedures.• Implement a risk-based compliance program. Perform monitoring and surveillance reviews in linewith the compliance monitoring plan.• Conduct trade surveillance and transaction monitoring.• Provide regulatory guidance to staff, the SEO, and the Board.• Prepare and present compliance reports for the Board.• Assist with client enquiries and requests for information.MLRO Responsibilities• Maintain Anti-Money Laundering (AML) policies and procedures.• Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes.• Identify, analyse, and report suspicious transactions.• Provide Anti Money Laundering training to staff and advisory support.• Act as the primary contact for filing Suspicious Activity Reports (SARs).Skills and Experience• Bachelor's degree in business, law, or a related field.• A relevant professional certification (e.g., Certified Compliance Professional) is a plus.• 7-10 years of experience working in a compliance role, preferably within a regulated industry.• FSRA or DFSA-approved person required.• Strong knowledge of UAE laws, regulations, and industry standards.• Retail brokerage experience is essential for this role.• Excellent analytical skills with the ability to interpret complex regulations and assess theirimpact on the organization.• Effective communication and interpersonal skills to collaborate with stakeholders at all levels.• Attention to detail and the ability to handle confidential information with discretion.• Strong organizational and project management skills to handle multiple compliance initiativessimultaneously.• Proficient in compliance management software and tools.• Experience with a Category 3A licensed firm is required..• Knowledge of ADGM Data Protection laws is a plus.• Familiarity with SQL for compliance data analysis is beneficial.