Compliance Officer

Job Responsibilities:Develop, maintain, and continuously update compliance policies, procedures, and internal control systems to ensure adherence to DFSA regulations.Establish and maintain the AML/CTF framework, conduct customer due diligence (CDD), sanctions screening, risk classification, and enhanced due diligence.Act as the primary contact with regulators, respond to regulatory inquiries, coordinate inspections, and manage ongoing supervisory interactions.Provide advice to senior management and front‑office teams on regulatory risks, code of conduct, client categorisation, financial promotions, and market conduct obligations.Deliver regulatory and AML training to front‑office and support staff as required by DFSA.Investigate, document, and report compliance breaches or suspicious activities to DFSA.Qualifications:Bachelor’s degree or above in law, finance, accounting, risk management, or a related discipline.At least 5 years of compliance experience in the financial services industry; experience in securities brokerage or investment firms under the DFSA regulatory framework is preferred.Professional certifications such as CAMS or ICA Diploma are preferred; must meet DFSA continuing professional development (CPD) requirements.Familiarity with DFSA rules (GEN, COB, AML, PIB, etc.) and UAE anti‑money laundering regulations; strong document drafting, communication, and cross‑departmental collaboration skills.Fluent in English (written and spoken); Arabic is a plus.