Compliance Officer

Our Client is a publicly traded closed-end fund built around private robotics and embodied AIThey are a lean, high-velocity team who have transitioned into a regulated, listed environmentand are hiring their first in-house compliance officer to own compliance.The RolePreviously the compliance function has been outsourced. This hire will insource it, buildingtoward a fully internal team over time. You'll be the founding compliance presence, designing theprogram, not inheriting one.What you'll own:• Design and administer the firm's Advisers Act / Investment Company Act (40 Act)compliance program• Own SEC examination readiness, responses, and remediation• Administer Code of Ethics, MNPI controls, and personal trading monitoring• Oversee marketing compliance and regulatory filings• Manage outside counsel and compliance consultant relationships• Partner directly with the investment and executive team — enabling fast, disciplineddecision-making without introducing regulatory risk• Build the function out as the platform scalesWhat we're looking for:• Experience within a registered investment company structure — closed-end fund, BDC,interval/tender-offer fund, or similar• A track record of designing or building a compliance program, not just maintaining one• Comfort operating as a lean team or sole owner of a function in its early stage• A pragmatic, business-partner mindset — solving for "how do we do this compliantly," notdefaulting to no• Bonus: experience with illiquid/alternative holdings in a registered fund wrapper, capitalmarkets or public company governance exposure, familiarity with emerging tech or digitalasset