Compliance Officer
Blacklock Group · Miami-Fort Lauderdale Area
قدّم وتابع مع أبلاي إيدجCompliance OfficerLocation: MiamiSupported the firm's compliance framework, ensuring adherence to insurance regulations and internal governance requirements.Monitored regulatory developments and implemented changes to policies, procedures, and business processes.Conducted compliance monitoring reviews and risk assessments, identifying regulatory risks and recommending practical solutions.Drafted and maintained compliance policies, procedures, and regulatory documentation.Assisted with regulatory reporting, audits, inspections, and responses to regulatory enquiries.Reviewed client communications, marketing materials, and business activities to ensure regulatory compliance.Delivered compliance guidance to business stakeholders and supported new products, projects, and strategic initiatives.Provided compliance training and promoted a culture of ethical conduct and regulatory awareness across the organisation.Worked closely with Legal, Risk, Internal Audit, and operational teams to strengthen governance and compliance controls.Skills & Experience:Experience within the insurance and reinsurance market.Knowledge of regulatory compliance, compliance monitoring, conduct risk, financial crime, sanctions, AML, regulatory change, policy development, governance, and risk management.Strong analytical, stakeholder management, and communication skills, with the ability to provide practical, risk-based compliance advice in a fast-paced environment.