Compliance Officer

A leading alternative investment manager is seeking a Compliance Officer to join its growing team. This role has a significant marketing review component and offers the opportunity to work closely with capital raising, investor relations, legal, and senior business leaders across a dynamic private markets platform.Key ResponsibilitiesLead the review and approval of marketing materials including pitchbooks, DDQs, investor communications, presentations, and social media contentServe as a key advisor on the SEC Marketing Rule and private fund marketing activitiesSupport and enhance the firm's distribution and capital markets compliance programsManage regulatory filings and reporting obligations, including Form ADV and Form PFDraft and enhance compliance policies, procedures, and controlsConduct compliance testing, monitoring, and training initiativesPartner with business stakeholders on new products, growth initiatives, and regulatory mattersMonitor regulatory developments and help implement compliance best practicesQualifications4+ years of compliance experience at an asset manager, private fund adviser, or alternative investment firmMust have significant marketing review experienceStrong knowledge of the SEC Marketing Rule and its application to private fund marketingExperience reviewing investor-facing materials, DDQs, and fundraising-related communicationsBachelor's degree required; advanced degree a plusStrong communication, organizational, and project management skills