Compliance Officer

Company ProfileFreedom Business Services (Pvt) Ltd is a fully owned subsidiary of Freedom Finance Australia that is engaged in the financial planning industry in Australia. Freedom Business Services provides offshore support for the business activities of the organization.Position OverviewWe are seeking a Compliance Officer with experience in paraplanning or as an Associate Advisor to join our compliance team. This role will involve overseeing compliance activities while leveraging your financial planning knowledge to support and enhance our advisory services. The ideal candidate will possess a strong understanding of regulatory requirements and a practical background in financial planning and advisory services.Key Responsibilities Conduct regular compliance audits and reviews to identify and address potential issues. Provide guidance and support to advisors and staff on compliance-related matters. Prepare and submit regulatory filings and reports as required. Collaborate with advisors and the leadership team to comply with regulatory and company policies. Provide insights and recommendations to improve client service and advisory processes. Stay current with industry trends, regulatory changes, and best practices in compliance and financial planning. QualificationsBachelor’s degree in Business Administration or a related field.Minimum of 1 year experience in a compliance role, with additional experience in paraplanning or as an Associate Advisor will be an added advantage.Strong understanding of financial planning principles, investment products, and regulatory requirements.Excellent analytical, organizational, and communication skills.Ability to work independently and collaboratively within a team environment.High level of integrity and attention to detail.Ability to handle pressure and multitask.Additional InformationFlexible working arrangements.This is a full-time position.Competitive salary and benefits package.Freedom Business Services (Pvt) Ltd is an equal opportunity employer.Note: Only shortlisted candidates will be contacted.