Compliance Officer -Wealth Management

We are hiring Compliance Officer -Wealth Management to join one of our major clients based in Dubai, UAEJob Location -Dubai, UAEJob Type - 6 months & extendableJob DescriptionSkills & Knowledge Requirements4+ years of experienceKnowledge of Global Markets and Treasury products and operations is must.Understanding of AML/CFT/CPF regulations and regulatory expectations.Knowledge of Market Abuse, Conduct Risk, Market Risk, and Surveillance frameworks.Experience in communication surveillance, voice monitoring, and investigative reviews.Strong analytical, reporting, documentation, and stakeholder management skills.Attention to detail and ability to identify and escalate risk indicators and red flags.Key ResponsibilitiesPossess a sound understanding of Global Markets and Treasury products, activities, and functions, including derivatives and treasury operations.Prepare and maintain various Global Markets and Treasury reports, management information (MI), dashboards, and regulatory/compliance-related reporting.Conduct surveillance and monitoring of dealer communications, including Bloomberg chats, emails, recorded voice communications, and other approved communication channels, to identify potential misconduct, policy breaches, or regulatory concerns.Escalate and report any identified concerns, suspicious activities, policy breaches, conduct issues, or market abuse indicators to management and relevant control functions in a timely manner.Maintain accurate and complete records of surveillance reviews, findings, escalations, investigations, and supporting documentation to ensure audit and regulatory readiness.Remain updated on applicable CBUAE AML/CFT/CPF regulations, guidance, and regulatory developments, and assess their impact on Global Markets and Treasury activities.Monitor and identify potential financial crime, market abuse, insider dealing, market manipulation, and conduct risk red flags associated with Global Markets and Treasury operations.Maintain an understanding of Market Risk and Conduct Risk frameworks, including key risk indicators, regulatory expectations, and emerging risk trends relevant to Treasury and Capital Markets activities.