Director of Compliance

Job Title: Director of Compliance (Manager-in-Charge)Reports To: Chief Operating Officer, dtcpay Hong Kong, and Group Head of Compliance Function: ComplianceLocation: Hong KongEmployment Type: Full-timeRole Summarydtcpay Hong Kong is scaling its regulated securities and stablecoin business. We are seeking an experienced Head of Compliance to lead the compliance function for our SFC-licensed entity and to serve as Manager-in-Charge (MIC) of Compliance and AML/CFT under the SFC's Managers-in-Charge regime. The entity holds (or is applying for) licences across Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9 (asset management), alongside a growing stablecoin business. This is a senior, high-autonomy role for someone who can own the compliance agenda end-to-end, engage regulators with credibility, and operate independently with minimal supervision in a fast-moving, regulated environment. The ideal candidate brings deep SFC compliance experience and a track record of leading licensing and new business applications.Key ResponsibilitiesRegulatory & MIC AccountabilityAct as Manager-in-Charge (MIC) of the Compliance function and MIC for AML/CFT, meeting the SFC's fitness and properness standards.Design, implement and maintain the firm's compliance framework, policies, and monitoring programme across all licensed regulated activities (Type 1, 4 and 9) and the stablecoin business.Oversee AML/CFT, KYC, conduct, and market-conduct obligations, and manage regulatory reporting, licensing filings, and record-keeping.Licensing & New BusinessLead SFC licensing and new business/product applications — including new licence applications, variation/upgrade of licence conditions, uplift applications, and approval of new products, services, and business lines — managing the full submission and approval process end to end.Advise the business and senior management on regulatory requirements, changes in the regulatory landscape (including the evolving stablecoin regime), and the compliance implications of new initiatives.Regulator & Stakeholder EngagementServe as the primary point of contact with the SFC and other regulators — managing enquiries, inspections, notifications, self-reports, and ongoing correspondence — and maintain strong, credible working relationships.Partner with banking partners, infrastructure providers, and internal stakeholders across product, technology, and operations to embed compliance requirements.Monitoring, Team & CultureConduct compliance monitoring and reviews, investigate breaches, and drive remediation.Build, mentor, and (over time) scale the compliance team, and foster a strong compliance culture across the firm.RequirementsRecognised as a fit and proper person by the SFC and eligible to be approved as a Responsible Officer / MIC.Substantial compliance experience within an SFC-licensed corporation, covering the relevant regulated activities (Type 1, 4 and/or 9); stablecoin, digital asset, or payments compliance experience a strong advantage.Demonstrated hands-on experience with SFC licensing and new business/product applications — successfully leading applications from preparation through to approval.Proven track record of direct engagement and communication with the SFC and other regulators, including inspections and enquiries.Highly self-directed — able to work independently with minimal supervision, exercise sound judgement, and drive outcomes without close oversight.Strong knowledge of the SFO, SFC Code of Conduct, AML/CFT requirements, and the MIC regime.Relevant degree and/or professional qualifications (legal, compliance, accounting, or related).Fluency in English; Cantonese and/or Mandarin.What Success Looks LikeThe firm maintains full regulatory compliance and a strong standing with the SFC, with no material surprises.Licence and new-product applications are prepared and approved efficiently, enabling the business to launch on time.A robust, scalable compliance framework and AML/CFT programme are embedded across the securities and stablecoin business.