Financial Crime Analyst

A new role at a highly prestigious firm Assisting in establishing and maintaining governance and controls toensure organisational complianceMain tasks:Financial Crime Framework

• Provide subject matters expertise for AML escalations including new client onboarding cases.
• Assist in AML enhancement deliverables
• Provide guidance on queries relating to new or existing clients with overseas connections.
• Assist with teams AML periodic review schedule of high-risk clients.
• Review and escalate AML “trigger events” to DMLRO.
• Review, discount, escalate daily client ongoing screening flags
• Assist with AML escalations on an advisory basis. This will also include helping with onboarding escalations and reviewing new client cases.
• Assist in data collation/stats to submit relevant regulatory disclosures and management information.
• Assist with management information and reports.
• Assist with maintenance of AML record keeping such as AML client risk registers and disclosure logs.
• Assisting colleagues, DMLRO with maintenance of the AML risk appetite framework and relevant risk assessments.
• Assist in developing and embedding AML policies and procedures within the firm to ensure they remain in line with regulatory expectations.
• Provide assistance and support to market abuse function General Compliance & Reporting
• Assist in various aspects of Department’s administration, providing cover and support to other members of the Compliance team when necessary, including financial promotions, breaches register and due diligence questionnaires.
• Assist with the Complaints reporting process and associated reporting.Experience Essential: Understanding of the scope of the UK Regulatory Environment and practicalexperience of applying knowledge, gained in a relevant role.Experience in an AML or related role