Financial Services: Wealth Management Compliance - Senior Consultant / Manager

Are you keen to collaborate with leading banks and wealth managers in shaping the future of financial services? Join fintra, a growing management consulting boutique combining deep industry expertise with a strong focus on regulatory and compliance transformation.Your responsibilities: As a Senior Consultant or Manager with a focus on Financial Services Compliance, you will support banks and wealth managers in strengthening their regulatory frameworks, enhancing compliance processes, and navigating an increasingly complex risk landscape.You will contribute to strategic and operational initiatives across areas such as AML/KYC, client lifecycle management, and regulatory operating models, including:Advising clients on the design, assessment, and implementation of compliance frameworks aligned with regulatory requirements (e.g. FINMA, EU, FCA).Analyzing and optimizing end-to-end compliance processes, including client onboarding, due diligence, and transaction monitoring.Supporting the development of target operating models, governance structures, and control frameworks to ensure effective risk management and regulatory adherence.Collecting and analyzing data through interviews, workshops, regulatory reviews, and system assessments to identify gaps, inefficiencies, and risk exposures.Translating regulatory requirements into actionable solutions, including policies, procedures, and system or process enhancements.Performing business analysis to define functional requirements and assess the impact of regulatory changes on processes, systems, and data flows.Acting as a bridge between business and IT, ensuring that compliance requirements are effectively translated into technical specifications and implementable solutions.Preparing and presenting clear, structured deliverables and recommendations to senior stakeholders across Compliance, Risk, and Front Office functions.Facilitating decision-making processes and driving implementation in collaboration with client teams.Independently managing workstreams or leading small to mid-sized projects in a dynamic client environment.You will closely follow regulatory developments and compliance trends in Wealth Management and apply your expertise to deliver high-impact consulting services. In addition, you will coach junior colleagues and actively contribute to the development of fintra’s compliance and regulatory advisory offerings.Your profile: Master’s or Bachelor’s degree; relevant certifications (e.g. CFA, CAMS, FRM, PMP) are a plus.5–7 years of experience in Financial Services, with a strong focus on Compliance, Risk, or Consulting within Wealth Management or Capital Markets.Prior experience in Financial Crime Compliance, Market Conduct and Trade SurveillanceSolid understanding of regulatory frameworks and compliance topics, including AML/KYC and client lifecycle management.Strong experience in business analysis, including requirements engineering, process modelling, and impact assessments.Good understanding of technical architectures, data flows, and system landscapes within financial institutions.Experience in designing or assessing compliance processes, control frameworks, and operating models.Strong analytical capabilities, including data-driven assessment of risks, processes, and controls.Proven project and stakeholder management skills, with the ability to operate across business and IT functions.Experience with regulatory-driven transformation initiatives and process optimization.Excellent communication and presentation skills, with the ability to engage senior stakeholders.Fluency in German and English (written and spoken).What we offer:An exceptional and diverse team, with frequent get-togethers and great eventsThe entrepreneurial culture of a growing company with an employee participation schemeA steep learning curve and continuous professional development and coachingExciting assignments allowing you to shine with deep expertise and a hands-on mentalityYour contact:We look forward to receive your application!Please get in touch with us either through mail@fintra.ch or via the application form at the bottom of this page.We value diversity and therefore welcome all applications - regardless of gender, nationality, ethnic and social origin, religion/belief, disability, age or sexual orientation and identity.