Head of Compliance

Position: Head of Compliance

Location: Dubai, UAE (Onsite)FinTop Consulting has partnered with a Global FX/CFD broker to identify a Head of Compliance for its UAE operations.

This is an excellent opportunity for a compliance professional to join an international brokerage and support its regulatory compliance framework under an SCA Category 5 licence.Key ResponsibilitiesEnsure compliance with UAE regulations, SCA requirements, and AML/CFT legislation.Review KYC/CDD, EDD, sanctions screening, and PEP checks.Maintain compliance policies, procedures, registers, and monitoring programmes.Review marketing materials, promotional activities, and client communications.Manage client complaints, compliance breaches, and incident investigations.Support regulatory filings, audits, inspections, and ongoing licensing obligations.Monitor regulatory developments and prepare compliance reports for senior management.Requirements2+ years of experience in Compliance, AML/CFT, or Financial Crime within regulated financial services.Relevant professional compliance certifications are required (CISI Certifications)Good understanding of regulatory compliance principles and financial crime controls.Strong analytical, communication, and organisational skills.