IPO Principal

about the company.Our client is a well-established, premier international investment bank with a leading presence in the Asia-Pacific region.about the team.To support their expanding capital markets platform in Hong Kong, they are seeking an experienced IPO Principal to join their Investment Banking team.about the job.Lead and execute Hong Kong IPO sponsorship transactions from origination through to listing completion, ensuring strict compliance with HKEX Listing Rules and SFC regulations.Act as a designated IPO Principal under SFC requirements, overseeing transaction teams and taking responsibility for legal, regulatory, and financial due diligence.Drive client pitching, transaction structuring, regulatory submissions, and roadshow efforts alongside senior leadership.Maintain strong relationships with regulators (SFC and HKEX), professional parties (lawyers, auditors), and corporate clients.Mentor and manage junior team members to build execution efficiency and deal quality.skills & experiences required.SFC License: Currently or recently qualified as an IPO Principal (RO Type 6) registered with the Hong Kong SFC.Experience: 8-12+ years of investment banking / corporate finance experience with a proven track record of successful HKEX IPO transactions.Knowledge: Deep mastery of HKEX Listing Rules, SFC regulations, and Hong Kong takeovers/M&A codes.Skills: Outstanding leadership, client management, and deal-structuring capabilities.Languages: Fluent in written and spoken English and Mandarin (Mandarin is strongly preferred due to client coverage).