Manager, Compliance Advisory (UAE National Only )

Job purpose:To keep up to date with industry and regulatory changes effecting WM Compliance in the region and to make appropriate plans to comply with and anticipate such changes, including performance of continuous timely and accurate due diligence, and trainings for stakeholders.Implement processes to ensure a compliant WM Business that protects the Reputation of this business and the whole Bank,Duties and responsibility:Advice and Support acting as a Trusted Advisor and effective 2LOD function for Wealth Management.Compliance advice and support provided across relevant areas of Regulatory Compliance, Conduct Risk, Product Development, Sales Methods, Disclosures, AML/CTF and Sanctions as required by NBF’s Investment Management and Wealth Management businesses.Compliance Assurance over customer advice, execution of orders and instructions, client moneys, custody, AML/CTF/PF.Develop and implement effective SCA and Licence Gap Analysis, Compliance Manual Assurance Plan and associated Process including directing and where necessary implementing requirements project for key regulatory change projects.Address and lead resolution of Compliance relevant findings from internal or external reviews or other aspects of Compliance Assurance program.Responsible for key aspects of Consumer Protection and Conduct Risk agenda.To support the Head of Compliance and Executive Compliance Advisory to deliver consistent high-quality compliance advice in the Business Lines to ensure delivery of service standards to external and internal stakeholders.Qualification:A minimum degree (Bachelors) in a business related field or equivalent.A recognised qualification or certification in Banking, Compliance, Internal Audit or LawWork Experience:>5 years of compliance/assurance in a SCA regulated entity or similar such as DFSA.