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Regulatory Analyst

Vertisystem (A MOURI Tech Company) · New York, United States

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General knowledge or experience of skills below:- Understanding of U.S. banking environment- Knowledge of banking rules and regulations from financial regulators such as FINRA and SEC- Ability to pick up on regulatory rules such as US Privacy regulation and SIPC Act quickly- Understanding of compliance to rules and regulations to mitigate company’s risk profile- Ability to adequately report metrics and KRIs to upper management- Proficient in working with stakeholders of multiple teams to accomplish goals- Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner- Ability to interact effectively with Business Units, Compliance, global colleagues and build good working relationships- Ability to answer questions and queries from local and remote team members and users in a timely fashion- Teamwork, Collaboration, Responsiveness and demonstrate accountability & ownership- Strong attention to detail and research/investigative skills- Escalate issues and risks to the supervisor in a timely fashion- Be able to effectively and actively ensure upward, downward peer communication of information and issues and risks- Be able to deal easily with multiple issues and tasks under pressure- Be proficient in Microsoft Suite of products