Regulatory Analyst - New York, NY
eTeam · New York, NY
قدّم وتابع مع أبلاي إيدجTitle: Regulatory AnalystLocation: New York, NYDuration: 12 MonthsHybridMinimum Requirements:- 2-5 years of experience- Bachelors Degree- Experience with Microsoft Suite of products- U.S. banking and/or financial operations experience preferredThe role sits within the Market Regs space within CORDS and is responsible for carrying out the mandatory suite of :15 regulatory mailings which are required to be sent on behalf of MS &Co pursuant to various local / country specific non-KYC regulations.General knowledge or experience of skills below:- Understanding of U.S. banking environment- Knowledge of banking rules and regulations from financial regulators such as FINRA and SEC- Ability to pick up on regulatory rules such as US Privacy regulation and SIPC Act quickly- Understanding of compliance to rules and regulations to mitigate company’s risk profile- Ability to adequately report metrics and KRI?s to upper management- Proficient in working with stakeholders of multiple teams to accomplish goals- Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner- Ability to interact effectively with Business Units, Compliance, global colleagues and build good working relationships- Ability to answer questions and queries from local and remote team members and users in a timely fashion- Teamwork, Collaboration, Responsiveness and demonstrate accountability & ownership- Strong attention to detail and research/investigative skills- Escalate issues and risks to the supervisor in a timely fashion- Be able to effectively and actively ensure upward, downward peer communication of information and issues and risks- Be able to deal easily with multiple issues and tasks under pressure- Be proficient in Microsoft Suite of products