Regulatory Compliance Specialist

Responsibilities include developing a risk-based compliance plan, performing compliance testing and risk assessments, defining and monitoring KRIs, producing quarterly compliance reports, and overseeing regulatory compliance governance. A key workstream is assessing and certifying the applicability of U.S. regulations and exemptions (SEC, CFTC, BSA/AML, OFAC) to the bank's European operations, including extraterritorial requirements.