Regulatory Compliance Specialist / Regulatory Compliance Analyst / Regulatory Compliance Manager

Role Description Develop, implement, monitor, and enhance regulatory compliance programs that ensure organizational activities comply with applicable laws, regulations, industry standards, and internal policies. This role is responsible for assessing regulatory requirements, conducting compliance risk assessments, monitoring business activities, identifying control gaps, supporting regulatory reporting, and implementing corrective actions across multiple business functions. The successful candidate will collaborate with legal, risk management, internal audit, finance, operations, information security, data privacy, human resources, technology, and senior leadership to maintain effective compliance frameworks and strengthen organizational governance. The role also involves regulatory change management, compliance monitoring and testing, policy development, control assessments, regulatory reporting, third-party compliance, investigations support, training programs, artificial intelligence (AI)-powered compliance monitoring, Generative AI-assisted regulatory analysis, automated controls, data analytics, compliance dashboards, and continuous improvements that reduce regulatory risk and strengthen organizational integrity.QualificationsBachelor's degree in Law, Business Administration, Finance, Accounting, Risk Management, Economics, Information Systems, Business Analytics, or a related field; postgraduate or professional compliance qualifications are highly desirable.Proven experience as a Regulatory Compliance Specialist, Regulatory Compliance Analyst, Regulatory Compliance Manager, Compliance Officer, Compliance Analyst, Regulatory Affairs Specialist, Risk & Compliance Specialist, Governance Analyst, or a similar compliance-focused role.Strong understanding of regulatory compliance, corporate governance, compliance risk management, internal controls, regulatory reporting, policy management, compliance monitoring, regulatory change management, and enterprise risk management (ERM).Extensive experience interpreting regulatory requirements, conducting compliance risk assessments, developing policies and procedures, performing compliance monitoring and testing, identifying control deficiencies, implementing remediation plans, and supporting regulatory examinations or audits.Experience developing and maintaining compliance frameworks, compliance registers, regulatory obligations inventories, risk and control matrices, standard operating procedures (SOPs), monitoring programs, and management reporting.Strong knowledge of anti-money laundering (AML), Know Your Customer (KYC), customer due diligence (CDD), sanctions compliance, anti-bribery and corruption (ABC), conflicts of interest, fraud prevention, consumer protection, and financial crime compliance where applicable.Familiarity with data protection and privacy requirements, including GDPR and other applicable privacy frameworks, as well as information security, record retention, third-party risk, and regulatory governance requirements.Hands-on experience with governance, risk, and compliance (GRC) platforms such as ServiceNow GRC/IRM, RSA Archer, MetricStream, OneTrust, LogicGate, AuditBoard, SAP GRC, Microsoft Purview, and related compliance management technologies.Experience with Power BI, Tableau, SQL, Microsoft Excel, SharePoint, Microsoft 365, Jira, Confluence, and analytics or reporting platforms used to monitor compliance metrics and regulatory obligations.Strong understanding of compliance key risk indicators (KRIs), key performance indicators (KPIs), control effectiveness, regulatory breaches, remediation tracking, issue management, audit findings, and compliance reporting.Familiarity with artificial intelligence (AI), Generative AI, regulatory technology (RegTech), natural language processing (NLP), automated regulatory monitoring, intelligent document analysis, continuous controls monitoring, and emerging compliance technologies is highly desirable.Strong analytical, investigative, and problem-solving skills with the ability to interpret complex regulatory requirements, assess compliance risks, identify control weaknesses, and translate regulations into practical business requirements.Excellent communication, documentation, presentation, and stakeholder management skills with the ability to work effectively with regulators, auditors, legal counsel, risk professionals, business leaders, technology teams, vendors, and senior management.Experience supporting financial services, fintech, insurance, technology, telecommunications, healthcare, pharmaceutical, manufacturing, professional services, or multinational regulated organizations is highly desirable.Professional certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance & Ethics Professional (CCEP), Certified Anti-Money Laundering Specialist (CAMS), Certified Risk and Compliance Management Professional (CRCMP), or equivalent compliance qualifications are considered an advantage.A detail-oriented, ethical, and risk-focused compliance professional with a passion for leveraging AI, RegTech, automation, advanced analytics, and modern governance technologies to strengthen regulatory compliance, improve control effectiveness, reduce organizational risk, and support sustainable business operations.