Regulatory Reporting Associate

Responsibilities:Preparation of Daily 15c3-3 customer and PAB calculationsReview of Daily 15c3-1 Net Capital ComputationPreparation and Presentation of Monthly Focus Report to Senior ManagementWork closely with Front Office on new business and expansion projectsAutomation of legacy manual processesOther report preparation and analysis such as Leverage, Liquidity, Surveys and Ad Hoc RequestsActively participate in Regulatory and Financial AuditsEnhance control environment and documentation