Senior Analyst Disclosure and Compliance - UAEN Only
Abu Dhabi Securities Exchange · Abu Dhabi Emirate, United Arab Emirates
قدّم وتابع مع أبلاي إيدجPolicies, Systems, Processes & ProceduresFollow all relevant departmental processes, policies, standard operating procedures, and instructions so that work is conducted in a controlled and consistent manner.Demonstrate compliance with the organization’s values and ethics at all times to support the establishment of a value drive culture within the organization.Disclosure and Compliance Operations Verify the compliance of listed companies with IFRS to maintain listings’ integrity at ADX.Support the execution of suspension activities in case listed company is found to be non-compliant with SCA and ADX rules and regulations.Enhance investor satisfaction with disclosure and governance quality delivered by ADX.Collaborate with Regulatory and Compliance Departments to ensure adherence to applicable laws and legislation.Interact with listed companies during the process of requesting documentation required for the verification of financial compliance.Execute suspension activities where listed companies are found to be non-compliant with SCA and ADX rules and regulations.Monitor all the interactions with listed companies involving the verification and disclosure of financial compliance and ensure effective processing of the same.Distribute necessary information to other departments as a part of the financial disclosure process.Ensure timely processing of financial statements of listed companies on the ADX website.Continually scan the market, media and company information to ensure adherence to applicable rules, regulations and standardsMonitor all matters related to extensible business reporting language XBRL.Ensure timely processing of financial statements of listed companies on the ADX website by providing necessary information to the Business Development department and Corporate Affairs department for auctioning.Review disclosed financial reports from listed companies as per SCA requirements, highlight any discrepancies pertaining to financial disclosures and ensure correct documentation is received for Audit purposes.Archive financial disclosure information and ensure necessary retrieval as and when required.Support listed companies to improve sharing info with the market through improving IR practices.Listing Operations Execute and take responsibility for the daily listing operations, ensuring efficient processing of new listings and accurate dissemination of information in accordance with policies and procedures.Drive the collaborative efforts with the Finance & Shared Services department to enable timely updating of listing information and financial statements on the Group website in a timely and accurate manner to enhance transparency.Participate in meetings with potential companies, providing detailed support and guidance to navigate them through the listing process so they are fully prepared and informed for successful market entry.Drive the coordination with the Legal, Regulatory & Compliance Division and collaborating with Legal Counsel to navigate regulatory matters, contributing to compliance across all Disclosure and Compliance , thereby maintaining ADX's integrity and safeguarding its operations.Monitor and report on the Disclosure and Compliance team’s compliance activities, including tracking suspension activities, to validate regulatory adherence.Innovation and Market Development Provide recommendations for the development of new products and services to drive innovation and market growth.Refining existing offerings and incorporating new ideas, enhancing ADX's market adaptability, and fostering innovation that aligns with evolving market trends and stakeholder expectations.Risk and Business Continuity Management Conduct all activities in a safe and environmentally responsible manner in compliance with internal policies and guidelines.Continuous Improvement Contribute to the identification of opportunities for continuous improvement and sustainability of systems, processes and practices considering global standards, productivity improvement and cost reduction.Stay informed about regulatory requirements and internal policies, including updates to regulations, and implement necessary changes to trading control procedures.