Senior Compliance Consultant

Our client, an International Regulatory Consulting business, is seeking a Senior Compliance Consultant to join it's team of 5 people here in Hong Kong as part of larger international regulatory consulting team.ResponsibilitiesRegulatory knowledgeKeep abreast of regulatory developments and understand how client activities may be impacted.Be proactive in updating both colleagues and clients on relevant regulatory changes and industry news.Develop a thorough understanding of clients’ businesses and requirements so you can provide relevant and accurate advice.Client delivery Advise and support clients on a wide range of regulatory compliance matters.Drafting and maintaining policies, procedures and compliance monitoring programmes.Developing training materials and assisting in delivering training sessions.Assisting with regulatory matters including licensing applications and notifications to the regulators.Business DevelopmentFoster a professional relationship with clients and contacts, ensuring regular and open communication.Actively seek to increase the client base by performing market research and identifying new prospects to target.Attend relevant industry events to build your network and promote the brand.Requirements5 plus years industry experienceKnowledge and experience of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures.The ability to speak Cantonese is essential. Mandarin would also be desirable.Good compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.Strong technical regulatory knowledge of the fund management sector, or broking sectorExperience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clientsExperience managing client relationship