Senior Compliance Officer – In-House AIFM
XB Luxembourg · Luxembourg, Luxembourg
Tailor my CV for this job — freeSenior Compliance Officer – In-House AIFMLuxembourg | €90,000–€100,000 depending on experience + BonusMy client, an established international investment business with a regulated AIFM in Luxembourg, is looking to appoint a Senior Compliance Officer to support its alternative investment activities.Reporting directly to the Conducting Officer and Director of Compliance, this is an excellent opportunity for an experienced AIFM compliance professional to take on a broad, hands-on position with direct exposure to investment structures, fund operations and senior stakeholders.The role will suit someone who enjoys taking ownership, working through complex compliance matters and providing practical advice to the business. You will combine day-to-day compliance responsibilities with the continued development of a robust and effective compliance framework.Key ResponsibilitiesSupport the Conducting Officer and Director of Compliance in maintaining and developing the compliance framework across the AIFM and its managed funds.Take an active role in delivering the Compliance Monitoring Plan, carrying out reviews, documenting findings and following remediation through to completion.Provide practical advice on AIFMD, Luxembourg regulatory requirements, internal policies and compliance matters arising from the investment and fund lifecycle.Undertake and oversee AML/KYC due diligence relating to investors, investments and counterparties, including reviewing complex ownership structures and higher-risk relationships.Support ongoing AML/CFT monitoring, sanctions screening and the investigation and escalation of potential issues.Monitor regulatory developments, assess their impact and help implement the necessary changes to policies, procedures and controls.Prepare compliance reports and management information for the Conducting Officer, senior management and relevant governance committees.Contribute to the oversight of delegates and service providers, including due diligence, monitoring and follow-up.Support the management of conflicts of interest, regulatory registers, breaches and other compliance records.Assist with regulatory requests, audit queries and compliance-related projects, working closely with internal colleagues and external advisers.Your Profile3–5 years of relevant compliance experience within a Luxembourg AIFM, with a sound understanding of alternative investment funds.Strong working knowledge of AIFMD, Luxembourg AML/CFT requirements and the regulatory environment applicable to AIFMs.Comfortable reviewing complex fund, investment and corporate structures and identifying the associated compliance risks.A hands-on approach, with the ability to manage day-to-day responsibilities independently and recognise when matters require escalation.Strong analytical skills, attention to detail and the confidence to challenge constructively.Able to translate regulatory requirements into clear, practical advice and proportionate controls.Fluent English, with strong written communication and reporting skills.A relevant degree in law, finance, economics or a related discipline; a recognised compliance qualification would be an advantage.The OpportunityThis position offers the opportunity to join an established investment business in a role with meaningful responsibility, broad exposure and close access to the Conducting Officer and Director of Compliance. It is particularly attractive for someone looking to build on their AIFM experience within an in-house investment environment.Salary of up to €90,000–€100,000 depending on experience, plus bonus.For further information or a confidential discussion, please get in touch.