Senior Investment Advisor

Company: PC Capital (DIFC) Limited Location: Dubai International Financial Centre (DIFC), Dubai, UAE Regulatory License: Category 3C (Regulated by the DFSA)Position Summary PC Capital (DIFC) Limited is seeking an experienced, high-caliber Investment Advisor to join our Wealth & Asset Management division in DIFC. Operating under a DFSA Category 3C license, the candidate will provide tailored investment advisory, wealth structuring, and portfolio strategy services to High-Net-Worth Individuals (HNWIs), family offices, and institutional clients.Key Responsibilities1. Client Advisory & Portfolio ManagementDevelop and deliver customized, risk-aligned investment solutions across global asset classes (Equities, Fixed Income, Funds, Derivatives, Alternative Investments).Conduct comprehensive portfolio reviews and financial health checks to align client strategies with evolving market conditions and investment objectives.Prepare and present investment proposals, market outlook reports, and tactical asset allocation recommendations.2. Regulatory Compliance & GovernanceEnsure strict adherence to DFSA rules, COB (Conduct of Business) guidelines, Suitability & Appropriateness assessments, and Anti-Money Laundering (AML/CFT) frameworks.Complete thorough client onboarding (KYC/CDD) documentation in coordination with internal Compliance and Risk teams.Ensure all advisory recommendations fall cleanly within the firm's Category 3C operational remit.Qualifications & RequirementsEducationBachelor’s degree in Finance, Economics, Business, or related quantitative field (Master’s/MBA preferred).CertificationsMandatory: DFSA-recognized certification (e.g., CISI Level 4+, CFA Charterholder, CFP).Experience5–8+ years of relevant investment advisory, private banking, or wealth management experience within DIFC/ADGM or top-tier regional/international institutions.LicensingDeep operational familiarity with DFSA regulatory frameworks and Category 3C scope.Key SkillsStrong market acumen across multi-asset portfolios, financial modeling, consultative sales, and client presentation skills.