Compliance Analyst
Edenbrook · London Area, United Kingdom
Tailor my CV for this job — freeCompliance Analyst opportunity working with a top performing specialty insurer operating within the Lloyd’s market. Reporting directly to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams on a day-to-day basis, the successful candidate will support the Compliance team on a wide variety of Compliance matters.
Key Responsibilities
Monitor regulatory developments across the UK, Europe and Asia conducting horizon scanning and initial impact assessments.Conduct initial due diligence on pre-bind sanctions referrals and advise the business on regulatory, licensing and sanctions matters.Support annual financial crime risk assessments and maintain compliance training records, identifying training needs.Review and update compliance policies, procedures and management information, supporting reporting to Boards, Committees and regulators.Maintain regulatory reporting timetables and support regulatory submissions and information requests.Conduct monthly compliance monitoring across sanctions, licensing and TOBAs, supporting thematic reviews and compliance assurance activities.Support complaints handling, ensuring regulatory deadlines are met.Maintain compliance registers, including breaches, gifts and hospitality, alongside the Compliance SharePoint page and monthly newsletter.Manage the compliance mailbox, respond to queries and represent Compliance at internal and external meetings.Coordinate access to Lloyd’s systems and support the onboarding of new joiners onto compliance e-learning.Support the annual fit and proper process for Senior Managers and Certification staff.Provide broader compliance support, including SMCR investigations, compliance planning and training delivery.Skills, Knowledge and Experience:Technical knowledge of PRA/FCA/Lloyd’s regulations.Experience working in a regulatory compliance role within the insurance sector (Lloyd’s preferred).