Compliance Team Head-Greater Bay Area Corporate Banking Department

Job ResponsibilitiesPromote and monitor the effective implementation of external regulatory rules and the Bank’s internal policies and procedures.Lead a team to finish clients’ CDD and AML risk assessment. Conduct self-checking for the departments’ CDD and AML processes.Carry out compliance risk monitoring of various products, businesses and management activities.Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and CDD procedures.Cooperate with regulatory authorities and the bank to carry out internal and external inspections.Organize and provide training and guidance on CDD and AML risk assessments to the Department.Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department.Job RequirementsUniversity graduateA minimum of 5 years of corporate banking or legal and compliance department experience. At least 3 years of team management experienceFamiliar with CDD and AML risk assessment procedures of corporate customersFamiliar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelinesA good command of written and spoken English, Cantonese and MandarinFamiliar with Ms Powerpoint, Excel and Word