Associate Director - Compliance
BDO India · Mumbai Metropolitan Region
Tailor my CV for this job — freeDesignation: Associate DirectorExperience: 12 -16 years of relevant PQEQualification: CS mandatory; LLB/LLM or additional compliance certifications preferred.Function: Compliance & Regulatory
The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
Key Responsibilities
- Manage the firm’s compliance framework across all business units and support functions.
- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
- Draft and review compliance policies, SOPs, and internal guidelines.
- Conduct risk assessments and compliance audits across departments.
- Manage regulatory filings, submissions, and correspondence with authorities.
- Support compliance training and awareness programs across the firm.
- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
- Support internal investigations into compliance breaches or concerns.
- Maintain records and reporting mechanisms for compliance monitoring and tracking.
- Provide regular updates and reports to senior management and the Board, as applicable.
Key Requirements
- 10-15 years of experience in legal and regulatory compliance roles.
- CS mandatory; LLB/LLM or additional compliance certifications preferred.
- Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.
- Experience advising senior leadership and managing cross-functional compliance matters.
- Proven ability to manage teams and compliance projects.
- High analytical thinking, attention to detail, and problem-solving skills.
- Excellent English proficiency (verbal and written).
- Proficiency in Word, Excel, and PowerPoint.
- Strong organizational skills and ability to adapt to changing regulatory landscapes.About BDO:BDO is a global network of professional services firms with a presence in over 166 countries, revenue of over USD 14 billion, and experience of over 60 years. It’s a leading service provider for the mid-markets with client service at its heart. BDO India Services Private Limited (or ‘BDO India’) is the India member firm of BDO International. BDO India offers strategic, operational, accounting and tax, and regulatory advisory & assistance for both domestic and international organizations across a range of industries. BDO India is led by more than 300+ Partners & Directors with a team of over 10,000+ professionals operating across 14 key cities. We expect to grow sizably in the coming 3-5 years, adding various dimensions to our business and multiplying and increasing the current team size multi-fold.