COMPLIANCE EXECUTIVE – PMS
KAAPRO MANAGEMENT SOLUTIONS PRIVATE LIMITED · Ahmedabad, Gujarat, India
Tailor my CV for this job — freeWe are looking for a qualified Company Secretary (CS) fresher to join our Compliance team as a Compliance Executive – PMS.You will work closely under the Compliance Officer and will receive hands-on exposure to SEBI regulations, regulatory filings, audits, internal controls and the day-to-day compliance framework of an investment management business.KEY RESPONSIBILITIES 1. PMS & Regulatory Compliance2. Compliance Monitoring & Documentation3. Audit & Regulatory Support4. Operations & Accounting Coordination5. Company Secretarial & General Compliance Support